Forms

To open a new account, complete the appropriate forms below and submit the signed originals and a legible copy of your driver’s license to our office via mail, fax 866.385.6045 or email [email protected]. Depending upon the account type, you may need to submit additional forms with the application.

• General Application
• Individual 401(k) Application
• Supplementary Forms to Open a SIMPLE IRA
• Supplementary Forms to Open a SEP IRA
• HSA Application
• ESA Application
• Futures/Forex Application

The forms below must be completed and signed by the IRA owner and sent to Advanta IRA via fax 866.385.6045 or email [email protected] to initiate the purchase of a new investment. An Advanta IRA representative will contact you if additional documents are required to process the investment purchase.

• Notes Purchase Authorization Form
• Precious Metals Purchase Authorization Form
• Private Placements Purchase Authorization Form
• Real Estate Purchase Authorization Form
• Trading Account Purchase Authorization Form

The following forms are used to make changes to an existing Advanta IRA account. These forms must be completed by the account owner and can be faxed to 866.385.6045 or emailed to [email protected].

• Beneficiary Change
• Change of Address
• Deposit Coupon
• Distribution Form
• Interested Party Designation Form
• Limited Power of Attorney Form
• DISTRIBUTION FORM – QUALIFIED PLAN/SOLO 401(K)
  
• Payment Authorization Form
• Rollover / Direct Rollover Certification Form
• Roth Conversion Form
• Sale Authorization Form
• Transfer Form
• FAIR MARKET VALUATION FORM

See our comprehensive fee schedule below.

• Fee Schedule